Best Investors Account Sign in

Kexin Xu

J.P. Morgan Securities LLC

New York, NY

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-30
  • NY RA
    APPROVED
    Since 2021-06-30

Branch Locations

390 Madison Avenue Floor 29, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jefferies Llc New York NY 07/2019 05/2021
Colgate University Hamilton NY 08/2015 05/2019
Colgate University Hamilton NY 08/2018 07/2019
Burgiss Hoboken NJ 06/2017 08/2017
Leucadia Asset Management Llc New York NY 07/2019 05/2021
Jpmorgan Chase Bank Na New York NY 06/2021 Present
Jpmorgan Securities Llc New York NY 06/2021 Present
Jefferies Llc New York NY 05/2018 08/2018
  • 07/2019 → 05/2021
    Jefferies Llc
    New York, NY
  • 08/2015 → 05/2019
    Colgate University
    Hamilton, NY
  • 08/2018 → 07/2019
    Colgate University
    Hamilton, NY
  • 06/2017 → 08/2017
    Burgiss
    Hoboken, NJ
  • 07/2019 → 05/2021
    Leucadia Asset Management Llc
    New York, NY
  • 06/2021 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2021 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 05/2018 → 08/2018
    Jefferies Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-26
  • S66 Uniform Combined State Law Examination
    2019-07-26
Other Names
  • Kexin Xu
  • Tracy Xu
  • Kexin (Tracy) Xu

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor