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Yue Chen

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-04
CA RA APPROVED 2020-05-16
  • TX RA
    APPROVED_RES
    Since 2022-08-04
  • CA RA
    APPROVED
    Since 2020-05-16

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 11/2018 Present
Uc San Diego La Jolla CA 09/2014 09/2018
Morgan Stanley Pasadena CA 06/2018 09/2018
Unemployed San Diego CA 09/2018 10/2018
Morgan Stanley Private Bank, N.A. New York NY 06/2020 Present
  • 11/2018 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 09/2014 → 09/2018
    Uc San Diego
    La Jolla, CA
  • 06/2018 → 09/2018
    Morgan Stanley
    Pasadena, CA
  • 09/2018 → 10/2018
    Unemployed
    San Diego, CA
  • 06/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
  • S66 Uniform Combined State Law Examination
    2020-05-16

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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