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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Amarillo | TX | 08/2004 | Present |
| Bank Of America, N.A. | Amarillo | TX | 06/2012 | Present |
I*: 429783 ENTITY TYPE: For ProfitNAME: D FARMSINVESTMENT RELATED: NOADDRESS OF BUSINESS: AMARILLO, TEXAS 79109POSITION, TITLE, ASSOCIATION: General Partner/Managing MemberSTART DATE OF RELATIONSHIP: 07/23/2015NUMBER OF HOURS DEVOTED: 2 HRS MTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: Family-owned farming and ranching business.Decision-making related to partnership management, but no day-to-day direct involvement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-11 |
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