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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
| IL | RA | APPROVED | 2023-10-12 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Westlake | TX | 06/2021 | 07/2023 |
| Mt. Carmel Cemetery | Hillside | IL | 05/2020 | 08/2020 |
| University Of Kentucky | Lexington | KY | 08/2020 | 06/2021 |
| University Of Kentucky | Lexington | KY | 08/2019 | 05/2020 |
| Queen Of Heaven Cemetery | Hillside | IL | 05/2019 | 08/2019 |
| University Of Kentucky | Lexington | KY | 08/2018 | 05/2019 |
| Queen Of Heaven Cemetery | Hillside | IL | 05/2018 | 08/2018 |
| University Of Kentucky | Lexington | KY | 08/2017 | 05/2018 |
| Queen Of Heaven Cemetery | Hillside | IL | 05/2017 | 08/2017 |
| Nazareth Academy | La Grange Park | IL | 08/2013 | 05/2017 |
| Morgan Stanley | Oak Brook | IL | 09/2023 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-08 |
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