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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-19 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fannery General Contracting, Inc | Bronx | NY | 11/2016 | 12/2018 |
| Peconic Bay Restaurant Corp | Tuckahoe | NY | 06/2017 | 09/2018 |
| Pete Milani Elite Baseball Camp | Bronx | NY | 07/2005 | 08/2017 |
| Wallkill Valley Federal Savings And Loan | Walden | NY | 02/2019 | 06/2019 |
| Ubs Financial Services Inc | Weehawken | NJ | 06/2019 | 07/2019 |
| Ubs Financial Services | New York | NY | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-19 |
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