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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| NY | RA | APPROVED | 2023-05-18 |
| NJ | RA | APPROVED | 2019-10-24 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Texas At Austin | Austin | TX | 07/2015 | 06/2019 |
| Merrill Lynch Wealth Management | San Antonio | TX | 06/2018 | 07/2018 |
| Ubs Financial Services Inc. | Weehawken | NJ | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-22 |
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