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Miho Rachel Common

Ascend Interplay, LLC

New York, NY

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Current Employers
Ascend Interplay, Llc

363 Lafayette Street 4Th Floor, New York, NY 10012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-02
NY RA APPROVED 2023-03-03
  • TX RA
    APPROVED
    Since 2023-05-02
  • NY RA
    APPROVED
    Since 2023-03-03

Branch Locations

363 Lafayette Street 4Th Floor, New York, NY 10012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. New York NY 08/2019 12/2022
Brown University Providence RI 09/2015 05/2019
Rbc Capital Market, Llc New York NY 06/2018 08/2018
Ascend Interplay Llc New York NY 01/2023 06/2025
Ascend Interplay Llc New York NY 06/2025 Present
  • 08/2019 → 12/2022
    Rbc Capital Markets, Llc.
    New York, NY
  • 09/2015 → 05/2019
    Brown University
    Providence, RI
  • 06/2018 → 08/2018
    Rbc Capital Market, Llc
    New York, NY
  • 01/2023 → 06/2025
    Ascend Interplay Llc
    New York, NY
  • 06/2025 → Present
    Ascend Interplay Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-03
S63 Uniform Securities Agent State Law Examination 2019-09-20
  • S65 Uniform Investment Adviser Law Examination
    2023-03-03
  • S63 Uniform Securities Agent State Law Examination
    2019-09-20

View on SEC IAPD

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