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Christopher Dean Mazza

Morgan Stanley

Warren, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-02
NY RA APPROVED 2024-01-01
TX RA APPROVED 2024-01-01
  • NJ RA
    APPROVED
    Since 2024-01-02
  • NY RA
    APPROVED
    Since 2024-01-01
  • TX RA
    APPROVED
    Since 2024-01-01

Branch Locations

15 Independence Boulevard 1St Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Weehawken NJ 11/2020 06/2022
Griffs Place Sports Bar Staten Island NY 01/2013 11/2020
Oppenheimer & Co New York NY 06/2018 08/2018
Morgan Stanley Warren NJ 06/2022 Present
  • 11/2020 → 06/2022
    Ubs
    Weehawken, NJ
  • 01/2013 → 11/2020
    Griffs Place Sports Bar
    Staten Island, NY
  • 06/2018 → 08/2018
    Oppenheimer & Co
    New York, NY
  • 06/2022 → Present
    Morgan Stanley
    Warren, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-28
S63 Uniform Securities Agent State Law Examination 2021-12-03
  • S65 Uniform Investment Adviser Law Examination
    2023-12-28
  • S63 Uniform Securities Agent State Law Examination
    2021-12-03

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
UBS FINANCIAL SERVICES INC.
SACKS & ASSOCIATES, LLC
CAPTRUST
CAPITAL ENHANCEMENT, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LIDO
FIRST PRINCIPLES INVESTMENT MANAGER LLC

Other Investors

RICHARD FRIAGLIA
DENNIS JAMES QUINN
HARRY MC ENNIS HARRIS
Mark J Reisman
Joshua Leski
Kaden William Pickering
MICHAEL VESUVIO
JEFFREY PAUL DURR

Other Offices

MML INVESTORS SERVICES, LLC · Warren, NJ
UBS FINANCIAL SERVICES INC. · Warren, NJ
SACKS & ASSOCIATES, LLC · WARREN, NJ
CAPTRUST · Warren, NJ
CAPITAL ENHANCEMENT, LLC · WARREN, NJ
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WARREN, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ
MML INVESTORS SERVICES, LLC · Warren, NJ

More in Warren, NJ

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