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1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-02-11 |
Branch Locations
120 King St, Northampton, MA 01060 • United States
1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Germain Investment Management, Inc. | Northampton | MA | 09/2002 | Present |
| St. Germain Securities, Inc | Northamton | MA | 09/2002 | 12/2024 |
MARY KAY COSMETICS. MARY KAY REPRESENTATIVE. THIS IS NOT INVESTMENT RELATED. WORKS OUT OF HOME SELLING COSMETICS PART TIME. DOES NOT CONFLICT WITH ROLE AND RESPONSIBILITIES AT GAGE WILEY. BEGINNING NOVEMBER 2024, MEMBER INVESTMENT COMMITTEE AND TRUSTEE FOR COMMUNITY FOUNDATION OF WESTERN MASSACHUSETTS, .5 HOURS MONTHLY, ASSISTING IN MAKING RECOMMENDATIONS FOR THE ENTITY'S INVESTMENTS. INVESTMENT RELATED BUT NO CONTROL OVER ASSETS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-22 |
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