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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-05-10
  • LA RA
    APPROVED
    Since 2023-05-10

Branch Locations

225 W Causeway Approach Ste A, Mandeville, LA 70448 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2018 03/2019
Fidelity Bank 2550 Florida St LA 08/2005 06/2018
Edward Jones St Louis MO 08/2018 03/2019
Fidelity Bank Slidell LA 03/2019 08/2019
Metaire Bank And Trust Metaire LA 09/2019 Present
Daniel Carter, Sole Proprietor Lacombe LA 10/2018 02/2023
Zion Capital Llc Baton Rouge LA 03/2021 12/2021
Primerica Financial Services Mandeville LA 01/2023 Present
Pfs Investments Inc. Mandeville LA 03/2023 Present
  • 06/2018 → 03/2019
    St Louis, MO
  • 08/2005 → 06/2018
    Fidelity Bank
    2550 Florida St, LA
  • 08/2018 → 03/2019
    St Louis, MO
  • 03/2019 → 08/2019
    Fidelity Bank
    Slidell, LA
  • 09/2019 → Present
    Metaire Bank And Trust
    Metaire, LA
  • 10/2018 → 02/2023
    Daniel Carter, Sole Proprietor
    Lacombe, LA
  • 03/2021 → 12/2021
    Baton Rouge, LA
  • 01/2023 → Present
    Primerica Financial Services
    Mandeville, LA
  • 03/2023 → Present
    Mandeville, LA
Previous Registrations
  • 2021-03-05 → 2021-12-31
    Lacombe, LA
    Baton Rouge, LA
  • 2018-08-20 → 2019-03-20
    Lacombe, LA
    St Louis, MO
    Lacombe, LA
    Slidell, LA
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-17
  • S66 Uniform Combined State Law Examination
    2018-08-17
Other Names
  • Daniel Joe Carter
  • Daniel Joe Carter
  • Daniel J Carter

View on SEC IAPD

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