Alexandra Harris

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 03/2020
  Td Ameritrade
  Columbia, MD
• 05/2018 → 05/2019
  Ubs Financial Services
  Wilmington, NC
• 12/2017 → 04/2018
  Gpm Investments
  Wilmington, NC
• 08/2015 → 05/2019
  University Of North Carolina Wilmington
  Wilmington, NC
• 03/2020 → 10/2021
  Td Ameritrade
  Reston, VA
• 10/2021 → 10/2022
  Td Ameritrade
  Washington, DC
• 01/2022 → 10/2022
  Charles Schwab
  Washington, DC
• 10/2022 → Present
  Ubs Financial Services
  Washington, DC

Previous Registrations

• 2022-01-30 → 2022-10-24
  Charles Schwab & Co., Inc.
  Washington, DC
• 2019-09-16 → 2022-10-24
  Td Ameritrade Investment Management, Llc
  Columbia, MD
  Reston, VA
  Reston, VA
  Washington, DC
• 2019-09-16 → 2022-10-14
  Td Ameritrade, Inc.
  Columbia, MD
  Reston, VA
  Washington, DC

Exams

• S66 Uniform Combined State Law Examination
  2019-09-13

Other Names

• Alexandra Elizabeth Harris
• Alexandra E Harris
• Alex Harris