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Stavros Edward Chironis

Ubs Financial Services Inc.

New York, NY

CRD 6960221

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-02
NY RA APPROVED 2023-06-02
TX RA APPROVED 2023-06-02
  • CT RA
    APPROVED
    Since 2023-06-02
  • NY RA
    APPROVED
    Since 2023-06-02
  • TX RA
    APPROVED
    Since 2023-06-02

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2019 06/2023
Bryant University Smithfield RI 09/2015 05/2019
Merrill Lynch New York NY 05/2018 08/2018
Bank Of America, N.A. New York NY 08/2019 06/2023
Ubs Financial Services New York NY 06/2023 Present
  • 06/2019 → 06/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2015 → 05/2019
    Bryant University
    Smithfield, RI
  • 05/2018 → 08/2018
    Merrill Lynch
    New York, NY
  • 08/2019 → 06/2023
    Bank Of America, N.A.
    New York, NY
  • 06/2023 → Present
    Ubs Financial Services
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-22
  • S66 Uniform Combined State Law Examination
    2019-10-22
Other Names
  • Stavros Chironis
  • Stavros Edward Chironis

View on SEC IAPD

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