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Clint Shoichi Uwaine

Cetera Investment Advisers LLC

Ewa Beach, HI

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2021-05-10
  • HI RA
    APPROVED
    Since 2021-05-10

Branch Locations

91-1101 Keaunui Dr, Ewa Beach, HI 96706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Saving Bank Honolulu HI 06/2018 11/2019
Unemployed Honolulu HI 01/2018 06/2018
American Income Life Honolulu HI 08/2014 01/2018
Cetera Investment Services Llc St Cloud MN 05/2018 Present
Cetera Investment Advisers Llc Waipahu HI 05/2021 Present
American Saving Bank Waipahu HI 05/2018 Present
  • 06/2018 → 11/2019
    American Saving Bank
    Honolulu, HI
  • 01/2018 → 06/2018
    Unemployed
    Honolulu, HI
  • 08/2014 → 01/2018
    American Income Life
    Honolulu, HI
  • 05/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 05/2021 → Present
    Cetera Investment Advisers Llc
    Waipahu, HI
  • 05/2018 → Present
    American Saving Bank
    Waipahu, HI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-26
  • S66 Uniform Combined State Law Examination
    2021-04-26

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · EWA BEACH, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Ewa Beach, HI
STATE FARM INVESTMENT MANAGEMENT CORP. · Waipahu, HI
CETERA INVESTMENT ADVISERS LLC · Kapolei, HI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Kapolei, HI
EDWARD JONES · KAPOLEI, HI
BUCK WEALTH STRATEGIES, LLC · KAPOLEI, HI
PFS INVESTMENTS INC. · WAIPAHU, HI

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