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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-14 |
| HI | RA | APPROVED | 2022-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hertz Corporation | Honolulu | HI | 03/2010 | 09/2020 |
| New York Life Insurance Company | Honolulu | HI | 06/2020 | 11/2021 |
| Nylife Securities Llc. | Honolulu | HI | 01/2021 | 11/2021 |
| Raymond James Financial Services, Inc | Honolulu | HI | 11/2021 | Present |
| First Hawaiian Bank | Honolulu | HI | 11/2021 | Present |
| Rental Property | Honolulu | HI | 12/2020 | Present |
| Raymond James Financial Services Advisors, Inc | Honolulu | HI | 02/2022 | Present |
(1)Name of Business: Address: 1296 Kapiolani Blvd. Apt 3605, Honolulu, HI, 96814, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 10/01/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: First Hawaiian Advisors Address: 999 Bishop Street, Honolulu, HI, 96813, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Wealth Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-05 |
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