Darrell Ross Avery

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2018-04-18

HI RA
APPROVED

Since 2018-04-18

Branch Locations

649 California Ave, Wahiawa, HI 96789 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Bankoh Investment Services, Inc	Honolulu	HI	09/1994	08/2017
Ameriprise Financial Advisors Inc.	Honolulu	HI	10/2017	02/2018
Cetera Investment Services Llc	St Cloud	MN	04/2018	Present
Cetera Investment Advisers Llc	Ewa Beach	HI	04/2018	Present
American Savings Bank	Ewa Beach	HI	04/2018	Present

09/1994 → 08/2017

Bankoh Investment Services, Inc

Honolulu, HI
10/2017 → 02/2018

Ameriprise Financial Advisors Inc.

Honolulu, HI
04/2018 → Present

Cetera Investment Services Llc

St Cloud, MN
04/2018 → Present

Cetera Investment Advisers Llc

Ewa Beach, HI
04/2018 → Present

American Savings Bank

Ewa Beach, HI

Previous Registrations

2017-12-12 → 2018-02-09

Ameriprise Financial Services, Llc

Honolulu, HI
2003-01-07 → 2017-08-28

Bankoh Investment Services, Inc.

Honolulu, HI

Mililani, HI

Wahiawa, HI

Honolulu, HI

Mililani, HI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-12
S63	Uniform Securities Agent State Law Examination	1994-08-06

S65 Uniform Investment Adviser Law Examination

1999-10-12
S63 Uniform Securities Agent State Law Examination

1994-08-06