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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-21 |
| HI | RA | APPROVED | 2025-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed Auto Broker | Denver | CO | 10/2015 | 02/2017 |
| Kuni Lexus | Greenwood Village | CO | 03/2017 | 06/2018 |
| Iwg | Greenwood Village | CO | 07/2018 | 12/2019 |
| Madison Avenue Securities, Llc | San Diego | CA | 05/2020 | 08/2021 |
| E.A. Buck Financial Services | Honolulu | HI | 01/2020 | 08/2021 |
| Ae Wealth Management, Llc | Topeka | KS | 08/2020 | 08/2021 |
| Entertainment Partners | Honolulu | HI | 09/2021 | 01/2025 |
| American Savings Bank | Honolulu | HI | 02/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 04/2025 | Present |
| Cetera Investment Advisers Llc | Honolulu | HI | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-30 |
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