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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-02 |
| TX | RA | APPROVED_RES | 2025-01-02 |
Branch Locations
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Task Rabbit | New York | NY | 05/2017 | 10/2018 |
| Independent Contractor | New York | NY | 07/2016 | 05/2022 |
| Axa Advisors, Llc. | New York | NY | 09/2018 | 01/2019 |
| Truenorth Financial Solutions | White Plains | NY | 03/2019 | 05/2022 |
| Equity Services Inc | Montpelier | VT | 03/2020 | 05/2022 |
| Mml Investors Services Llc | New York | NY | 05/2022 | 12/2024 |
| Massmutual Life Insurance Co | New York | NY | 05/2022 | 12/2024 |
| Lpl Enterprise | New York | NY | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-24 |
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