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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-21 |
Branch Locations
22749 Professional Dr Ste B, Kingwood, TX 77339 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Kingwood | TX | 07/2021 | Present |
| Waddell And Reed | Humble | TX | 06/2018 | 07/2021 |
| Academy Sports And Outdoors | Conroe | TX | 06/2016 | 06/2018 |
| Wally's Party Factory | Huntsville | TX | 09/2016 | 11/2016 |
| Student | Huntsville | TX | 08/2014 | 12/2017 |
1) 08/28/2023 - Notary - TX 77339 - Investment related - Start date: 09/13/2021. 2) 08/28/2023 - Shepherd's Way Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-20 |
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