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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

22749 Professional Dr Ste B, Kingwood, TX 77339 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Kingwood TX 07/2021 Present
Waddell And Reed Humble TX 06/2018 07/2021
Academy Sports And Outdoors Conroe TX 06/2016 06/2018
Wally's Party Factory Huntsville TX 09/2016 11/2016
Student Huntsville TX 08/2014 12/2017
  • 07/2021 → Present
    Kingwood, TX
  • 06/2018 → 07/2021
    Waddell And Reed
    Humble, TX
  • 06/2016 → 06/2018
    Academy Sports And Outdoors
    Conroe, TX
  • 09/2016 → 11/2016
    Wally's Party Factory
    Huntsville, TX
  • 08/2014 → 12/2017
    Student
    Huntsville, TX
Other Businesses

1) 08/28/2023 - Notary - TX 77339 - Investment related - Start date: 09/13/2021. 2) 08/28/2023 - Shepherd's Way Financial - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-20
  • S66 Uniform Combined State Law Examination
    2024-02-20

View on SEC IAPD

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