Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-07 |
| CA | RA | APPROVED | 2022-06-24 |
Branch Locations
8401 Pine Ave #110, Chino, CA 91708 • United States
401 N Main St Ste A, Santa Ana, CA 92701 • United States
1802 Ximeno Avenue, Long Beach, CA 90805 • United States
21791 Lake Forest Dr Ste 110, Lake Forest, CA 92630-2795 • United States
1721 E Saint Andrew Pl, Santa Ana, CA 92705 • United States
10111 Adams Ave., Huntington Beach, CA 92646 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 06/2018 | 06/2022 |
| Bank Of America, N.A. | Newport Beach | CA | 06/2018 | 06/2022 |
| Opus Bank | Irvine | CA | 03/2014 | 04/2018 |
| California Bank & Trust | San Clementeq | CA | 05/2017 | 06/2017 |
| Lpl Financial Llc | Santa Ana | CA | 06/2022 | Present |
1)06/24/2022 - Orange County's Retirement & Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2022 2)07/05/2022 - Orange County's Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2022 - 173 Hours Per Month/108 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
Reach out to this advisor