Best Investors Account Sign in

Joseph Tim Tobin

LPl Financial LLC

Chino, CA

Chino Hills, CA

CRD 1808555

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-26
OR RA APPROVED 2025-12-26
TX RA APPROVED_RES 2022-03-16
GA RA APPROVED 2017-11-29
  • CA RA
    APPROVED
    Since 2025-12-26
  • OR RA
    APPROVED
    Since 2025-12-26
  • TX RA
    APPROVED_RES
    Since 2022-03-16
  • GA RA
    APPROVED
    Since 2017-11-29

Branch Locations

12960 Central Ave Ste B, Chino, CA 91710 • United States

Chino Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corp Santa Monica CA 02/2000 11/2017
Lpl Financial Llc Chino CA 11/2017 Present
  • 02/2000 → 11/2017
    National Planning Corp
    Santa Monica, CA
  • 11/2017 → Present
    Lpl Financial Llc
    Chino, CA
Previous Registrations
  • 2010-07-08 → 2017-11-29
    National Planning Corporation
    Brea, CA
    Chino, CA
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-10-01
Other Names
  • Joseph Timothy Tobin

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AUSDAL FINANCIAL PARTNERS, INC.
DAVID DE KOEKKOEK, CFP, EA

Nearby Investors

SHIH YUIN LIU
Carlos F Rivera Alvarez
CHRISTIAN JOE HERNANDEZ JACOBO

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHINO, CA
AUSDAL FINANCIAL PARTNERS, INC. · CHINO, CA
DAVID DE KOEKKOEK, CFP, EA · CHINO, CA

More in Chino, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor