Shih Yuin Liu

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-07-20
NV	RA	APPROVED	2022-06-29
TX	RA	APPROVED_RES	2022-06-16
CA	RA	APPROVED	2022-06-15

Branch Locations

1916 N Campus Ave, Upland, CA 91784 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Upland	CA	06/2014	Present
Bank Of America, N.A.	Upland	CA	04/2022	Present

06/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Upland, CA
04/2022 → Present

Bank Of America, N.A.

Upland, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-05

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