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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-16
  • TX RA
    APPROVED
    Since 2022-09-16

Branch Locations

1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States

8003 W Grand Pkwy S, Richmond, TX 77407 • United States

12859 Kimberley Ln, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 05/2018 12/2019
Hsve Llc Stafford TX 10/2015 Present
Bbva Securities Inc Houston TX 02/2020 06/2021
Bbva Bank Houston TX 01/2020 06/2021
Jp Morgan Chase Bank N A Houston TX 05/2018 12/2019
Wells Fargo Houston TX 02/2015 04/2018
Jpmorgan Chase Bank, N.A. Houston TX 08/2021 07/2022
J.P. Morgan Securities Llc Houston TX 08/2021 07/2022
Wells Fargo Clearing Services, Llc Houston TX 07/2022 Present
Wells Fargo Bank, Na Houston TX 07/2022 Present
  • 05/2018 → 12/2019
    J.P. Morgan Securities Llc
    Houston, TX
  • 10/2015 → Present
    Hsve Llc
    Stafford, TX
  • 02/2020 → 06/2021
    Bbva Securities Inc
    Houston, TX
  • 01/2020 → 06/2021
    Bbva Bank
    Houston, TX
  • 05/2018 → 12/2019
    Jp Morgan Chase Bank N A
    Houston, TX
  • 02/2015 → 04/2018
    Wells Fargo
    Houston, TX
  • 08/2021 → 07/2022
    Jpmorgan Chase Bank, N.A.
    Houston, TX
  • 08/2021 → 07/2022
    J.P. Morgan Securities Llc
    Houston, TX
  • 07/2022 → Present
    Houston, TX
  • 07/2022 → Present
    Wells Fargo Bank, Na
    Houston, TX
Other Businesses

HSVE, LLC, NOT INVT RELATED, MISSOURI, CITY, TX, 100% OWNERSHIP, START DATE 4/3/2017, 20 HRS PER MONTH, 0 HRS DURING TRADING, MAKING VIDEOS ABOUT NEED FOR SPEED VIDEO GAME SERIES AND SELL ON AMAZON.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
S63 Uniform Securities Agent State Law Examination 2018-08-03
  • S66 Uniform Combined State Law Examination
    2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2018-08-03
Other Names
  • Luis L Pelaez
  • Luis Pelaez
  • Luis Lino Pelaez
  • Luis Lino Pelaez Mulet
  • Luis L. Pelaez

View on SEC IAPD

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