Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-13
IA RA APPROVED 2023-06-08
  • TX RA
    APPROVED
    Since 2023-06-13
  • IA RA
    APPROVED
    Since 2023-06-08

Branch Locations

7545 Ashworth Rd, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hy-Vee Des Moines IA 05/2013 10/2018
Arch Wall Systems Des Moines IA 05/2017 08/2017
Edward Jones Ames IA 05/2018 05/2019
First Heartland Financial Group Clive IA 12/2018 03/2020
School Des Moines IA 04/2009 05/2019
Principal Life Insurance Company Des Moines IA 12/2019 05/2023
Principal Securities Inc Des Moines IA 04/2021 05/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated West Des Moines IA 05/2023 Present
Grand View University Des Moines IA 08/2015 04/2017
Iowa State University Ames IA 04/2017 05/2019
Capella University Des Moines IA 08/2020 03/2021
Bank Of America, N.A. West Des Moines IA 06/2023 Present
  • 05/2013 → 10/2018
    Hy-Vee
    Des Moines, IA
  • 05/2017 → 08/2017
    Arch Wall Systems
    Des Moines, IA
  • 05/2018 → 05/2019
    Edward Jones
    Ames, IA
  • 12/2018 → 03/2020
    First Heartland Financial Group
    Clive, IA
  • 04/2009 → 05/2019
    School
    Des Moines, IA
  • 12/2019 → 05/2023
    Principal Life Insurance Company
    Des Moines, IA
  • 04/2021 → 05/2023
    Principal Securities Inc
    Des Moines, IA
  • 05/2023 → Present
    West Des Moines, IA
  • 08/2015 → 04/2017
    Grand View University
    Des Moines, IA
  • 04/2017 → 05/2019
    Iowa State University
    Ames, IA
  • 08/2020 → 03/2021
    Capella University
    Des Moines, IA
  • 06/2023 → Present
    Bank Of America, N.A.
    West Des Moines, IA
Other Businesses

I*1817355 , Entity Type,Charitable Name of OBA:Variety - the Children's Charity Address: Des Moines,IOWA,50309 Investment Related:NO Position, Title, Association Board Member Employee Start Date: 06/01/2024 No Hours: 3 MONTHLY No Hours during trading: 0 Duties:I would be serving as an At-Large member with no responsibility revolving the money aspect. My requirement would be one 2 hour meeting a month for planning and volunteering at 3 events throughout the year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-21
S63 Uniform Securities Agent State Law Examination 2019-10-21
  • S65 Uniform Investment Adviser Law Examination
    2023-04-21
  • S63 Uniform Securities Agent State Law Examination
    2019-10-21
Other Names
  • Aj James Joss

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor