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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-13 |
| IA | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hy-Vee | Des Moines | IA | 05/2013 | 10/2018 |
| Arch Wall Systems | Des Moines | IA | 05/2017 | 08/2017 |
| Edward Jones | Ames | IA | 05/2018 | 05/2019 |
| First Heartland Financial Group | Clive | IA | 12/2018 | 03/2020 |
| School | Des Moines | IA | 04/2009 | 05/2019 |
| Principal Life Insurance Company | Des Moines | IA | 12/2019 | 05/2023 |
| Principal Securities Inc | Des Moines | IA | 04/2021 | 05/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | West Des Moines | IA | 05/2023 | Present |
| Grand View University | Des Moines | IA | 08/2015 | 04/2017 |
| Iowa State University | Ames | IA | 04/2017 | 05/2019 |
| Capella University | Des Moines | IA | 08/2020 | 03/2021 |
| Bank Of America, N.A. | West Des Moines | IA | 06/2023 | Present |
I*1817355 , Entity Type,Charitable Name of OBA:Variety - the Children's Charity Address: Des Moines,IOWA,50309 Investment Related:NO Position, Title, Association Board Member Employee Start Date: 06/01/2024 No Hours: 3 MONTHLY No Hours during trading: 0 Duties:I would be serving as an At-Large member with no responsibility revolving the money aspect. My requirement would be one 2 hour meeting a month for planning and volunteering at 3 events throughout the year.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-21 |
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