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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-30 |
| IL | RA | APPROVED | 2019-08-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Student | Quincy | IL | 12/2008 | 12/2018 |
| First Bankers Trust Co. | Quincy | IL | 01/2019 | Present |
| Lpl Financial Llc | Quincy | IL | 05/2019 | Present |
1. 05/06/2019 - First Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2. 10/21/2019 - Illinois Mutual Life Insurance Company - Investment related - At reported business location(s) - Non-Variable Insurance - start date:10/02/2019 - 5 hrs/mo - 5 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-02 |
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