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Carolyn Delia Alessi

Morgan Stanley

New York, NY

CRD 6958548

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2021-01-28
NJ RA APPROVED 2018-09-21
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • NJ RA
    APPROVED
    Since 2018-09-21

Branch Locations

750 Seventh Avenue, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pace New York NY 06/2017 06/2018
Epicurean Tours Long Beach NY 09/2016 05/2017
Providence College Providence RI 09/2013 05/2017
Morgan Stanley New York NY 05/2018 Present
Ruffalo Noel Levitz Providence RI 02/2016 09/2016
Morgan Stanley Private Bank, N.A. New York NY 11/2018 Present
  • 06/2017 → 06/2018
    Pace
    New York, NY
  • 09/2016 → 05/2017
    Epicurean Tours
    Long Beach, NY
  • 09/2013 → 05/2017
    Providence College
    Providence, RI
  • 05/2018 → Present
    Morgan Stanley
    New York, NY
  • 02/2016 → 09/2016
    Ruffalo Noel Levitz
    Providence, RI
  • 11/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
  • S66 Uniform Combined State Law Examination
    2018-09-21

View on SEC IAPD

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