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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-30 |
| CA | RA | APPROVED | 2020-12-01 |
Branch Locations
4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States
5522 Balboa Ave, San Diego, CA 92111 • United States
1302 Garnet Ave, San Diego, CA 92109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Diego | CA | 09/2013 | Present |
| Wells Fargo Clearing Services Llc | San Diego | CA | 05/2018 | Present |
| Midway Ventures | San Diego | CA | 11/2017 | Present |
| Ad Nightclub | San Diego | CA | 06/2014 | 10/2017 |
MIDWAY VENTURE LLC; NOT INV. RELATED; SAN DIEGO, CA; BARBACK; RESTAURANT/BAR; START DATE 11/2017; 8 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-30 |
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