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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-09
  • WA RA
    APPROVED
    Since 2023-11-09

Branch Locations

32001 32Nd Avenue South Suite 330, Federal Way, WA 98001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2018 03/2020
Toyota Ann Arbor MI 05/2017 08/2017
Xylem Inc Morton Grove IL 06/2016 09/2016
Michigan State University East Lansing MI 08/2013 05/2018
X Tax Lansing MI 11/2017 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 07/2020 11/2020
Unemployed Unemployed MI 04/2020 07/2020
Kaye Financial Bloomfield MI 04/2020 04/2020
Bank Of America, N.A. Chandler AZ 08/2020 11/2020
Dahring Cusmano & Associates Novi MI 12/2020 08/2021
Private Client Services Louisville KY 09/2021 12/2022
Executive Wealth Management Brighton MI 09/2021 05/2023
Executive Wealth Management, Llc Brighton MI 05/2023 10/2023
Financial Engines Advisors L.L.C. Santa Clara CA 10/2023 Present
  • 06/2018 → 03/2020
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2017 → 08/2017
    Toyota
    Ann Arbor, MI
  • 06/2016 → 09/2016
    Xylem Inc
    Morton Grove, IL
  • 08/2013 → 05/2018
    Michigan State University
    East Lansing, MI
  • 11/2017 → 04/2018
    X Tax
    Lansing, MI
  • 07/2020 → 11/2020
    Chandler, AZ
  • 04/2020 → 07/2020
    Unemployed
    Unemployed, MI
  • 04/2020 → 04/2020
    Kaye Financial
    Bloomfield, MI
  • 08/2020 → 11/2020
    Bank Of America, N.A.
    Chandler, AZ
  • 12/2020 → 08/2021
    Dahring Cusmano & Associates
    Novi, MI
  • 09/2021 → 12/2022
    Private Client Services
    Louisville, KY
  • 09/2021 → 05/2023
    Executive Wealth Management
    Brighton, MI
  • 05/2023 → 10/2023
    Executive Wealth Management, Llc
    Brighton, MI
  • 10/2023 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2021-09-28 → 2023-10-03
    Executive Wealth Management, Llc
    Brighton, MI
    Northville, MI
  • 2021-04-08 → 2021-08-16
    Next Financial Group, Inc.
    Novi, MI
  • 2020-08-12 → 2020-11-09
    Chandler, AZ
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-09
S63 Uniform Securities Agent State Law Examination 2018-07-30
  • S66 Uniform Combined State Law Examination
    2020-08-09
  • S63 Uniform Securities Agent State Law Examination
    2018-07-30
Other Names
  • Drake Hogan
  • Drake David Hogan

View on SEC IAPD

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