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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-11-06 |
| TX | RA | APPROVED | 2023-08-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Collins Aerospace | Jamestown | ND | 01/2019 | 08/2020 |
| Dominos Pizza | Jamestown | ND | 12/2016 | 08/2018 |
| Ameriprise Financial | Jamestown | ND | 05/2018 | 07/2018 |
| University Of Jamestown | Jamestown | ND | 08/2016 | 05/2021 |
| Menards | Jamestown | ND | 06/2016 | 11/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Fargo | ND | 12/2021 | 05/2022 |
| The Vanguard Group, Inc. | Plano | TX | 06/2022 | Present |
| Self-Employed | Jamestown | ND | 02/2022 | 09/2022 |
| Self-Employed | Jamestown | ND | 03/2022 | 09/2022 |
| Self-Employed | Fargo | ND | 03/2022 | 06/2022 |
| Self-Employed | Fargo | ND | 03/2022 | 06/2022 |
| University Of Jamestown | Turku | 08/2018 | 12/2018 |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-29 |
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