Matthew S Sloan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 08/2021
  E*Trade Securities Llc
  Morristown, NJ
• 08/2020 → 09/2020
  Stifel
  Florham Park, NJ
• 06/2019 → 08/2019
  Reil Capital
  New York, NY
• 06/2018 → 08/2018
  Reil Capital
  New York, NY
• 06/2018 → 08/2018
  Merrill Lynch
  Yardley, PA
• 06/2017 → 08/2017
  Reil Capital
  New York, NY
• 09/2016 → 05/2020
  Boston University
  Boston, MA
• 02/2021 → 08/2021
  E*Trade Capital Management Llc
  Morristown, NJ
• 08/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2021-02-25 → 2021-08-27
  Harrisdirect Llc
  Morristown, NJ
  Arlington, VA

Exams

• S66 Uniform Combined State Law Examination
  2021-02-22

Other Names

• Matthew Sloan
• Matthew S Sloan