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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-02-15 |
| CA | RA | APPROVED | 2010-06-07 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Seal Beach | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 11/2016 | Present |
GFOS CONCEPTS, INC.; NOT INVESTMENT RELATED; GARDENA, CA; WEB-BASED AUTOMOTIVE MAGAZINE; COLUMNIST/PROJECT COORDINATOR; START DATE = 03/2011; 4 HOURS PER MONTH DEVOTED; NONE DURING TRADING HOURS; DUTIES ARE TO COORDINATE THE CAR PROJECTS AND WRITE A COLUMN FOR THE MAGAZINE. PEDALS AND PONYTAILS, INV RELATED, 100% OWNERSHIP, FULLERYON, CA, START6/1/24, 4 HRS PER MONTH, 0 HRS DURING TRADING, CRAFTS THROUGH ETSY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-23 |
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