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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-29
NM RA APPROVED 2021-11-02
  • TX RA
    APPROVED
    Since 2021-11-29
  • NM RA
    APPROVED
    Since 2021-11-02

Branch Locations

2125 Louisiana Blvd, Albuquerque, NM 87110 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 06/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Albuquerque NM 05/2018 12/2018
Gemini Rosemont Commercial Real Estate Albuquerque NM 06/2017 08/2017
Absolute Realty Albuquerque NM 05/2017 06/2017
University Of New Mexico Albuquerque NM 08/2014 12/2018
Unemployed Albuquerque NM 12/2018 06/2019
Bank Of America, N.A. Albuquerque NM 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29
Other Names
  • Pierce Hemphill

View on SEC IAPD

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