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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-11-23
TX RA APPROVED_RES 2011-11-07
  • FL RA
    APPROVED
    Since 2011-11-23
  • TX RA
    APPROVED_RES
    Since 2011-11-07

Branch Locations

401 E Las Olas Blvd Fort Lauderdale, Fl, Usa, 3330, Fort Lauderdale, FL 33301 • United States

2555-2595 W Chandler Blvd Global Human Resources- The Academy, Chandler, AZ 85224 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 09/2011 Present
Bank Of America, N.A. Fort Lauderdal FL 11/2011 Present
Previous Registrations
Other Businesses

I*544228, Entity Type: Entity For Profit, Name of OBA: TYN LLC, Address: Fort Lauderdale, Florida 33301, Investment Related: N, Position, Title, Association: Officer,General Partner/Managing Member,Owner, Employee Start Date: 11/01/2021, No Hours: 1, No Hours during trading: 0, Duties: i previously created an etsy shop which sold t-shirts. now i would like to sell my t-shirts on amazon. I am the owner/creator of this business

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-18
  • S66 Uniform Combined State Law Examination
    2005-06-18
Other Names
  • Gina Jenne Epstein
  • Gina Epstein

View on SEC IAPD

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