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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Papa John's | Dundee | MI | 05/2017 | 08/2017 |
| Ricketts, Ricketts, & Associates | Adrian | MI | 05/2018 | 08/2018 |
| Berkshire Hathaway Homeservices | Northville | MI | 05/2019 | 09/2019 |
| Schaffner, Miller, Hasting, And Connelly Co. | Grosse Pointe Farms | MI | 10/2019 | 07/2021 |
| Goldman Sachs Ayco Personal Financial Management | Troy | MI | 07/2021 | 11/2023 |
| Fisher Investments | Plano | TX | 11/2023 | 01/2025 |
| Peak American Investment Advisors, Inc. | Plano | TX | 01/2025 | 07/2025 |
| The Vanguard Group, Inc. | Plano | TX | 02/2026 | Present |
| Vanguard Marketing Corporation | Plano | TX | 02/2026 | Present |
| Goldlake Capital Partners, Llc | Dallas | TX | 07/2025 | 02/2026 |
| Michigan State University | East Lansing | MI | 08/2015 | 05/2019 |
| Self-Employed | Dallas | TX | 12/2025 | Present |
| Vanguard Advisers, Inc. | Plano | TX | 05/2026 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PLANO, TX NATURE OF BUSINESS: INSURANCE POSITION: N/A START DATE: 02/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: DALLAS, TX NATURE OF BUSINESS: VLOGS POSITION: CONTENT CREATOR START DATE: 12/2025 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: VLOGS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-04 |
| S66 | Uniform Combined State Law Examination | 2021-11-20 |
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