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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-10
  • NY RA
    APPROVED
    Since 2024-07-10

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Savilles Outdoor Power Equipment Cheektowaga NY 05/2018 05/2018
Spectrum Landscape Services West Seneca NY 04/2017 05/2018
Buffalo Blue Point Inc. Sloan NY 03/2011 04/2017
Rental Property Slaon NY 09/2012 Present
Axa Advisors, Llc New York NY 06/2018 06/2020
Equitable Advisors, Llc New York NY 06/2018 Present
  • 05/2018 → 05/2018
    Savilles Outdoor Power Equipment
    Cheektowaga, NY
  • 04/2017 → 05/2018
    Spectrum Landscape Services
    West Seneca, NY
  • 03/2011 → 04/2017
    Buffalo Blue Point Inc.
    Sloan, NY
  • 09/2012 → Present
    Rental Property
    Slaon, NY
  • 06/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → Present
    New York, NY
Other Businesses

1.RENTAL PROPERTY, Owner, Two Properties in Sloan NY - 9/2012 - 6 hrs/mth.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-07-08
S63 Uniform Securities Agent State Law Examination 2018-09-29
  • S65 Uniform Investment Adviser Law Examination
    2024-07-08
  • S63 Uniform Securities Agent State Law Examination
    2018-09-29
Other Names
  • Louie Carl Sardo
  • Louie Carl Sardo

View on SEC IAPD

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