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Devin Soriano

J.P. Morgan Securities LLC

Bronx, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-08
TX RA APPROVED 2024-05-08
  • NY RA
    APPROVED
    Since 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

128 East Fordham Road, Bronx, NY 10468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Liberty Tax Service Bronx NY 01/2016 04/2017
Lehman College Bronx NY 02/2014 06/2018
Jpmorgan Chase Bank N.A. Bronx NY 05/2018 09/2023
Jpmorgan Securities Llc Bronx NY 05/2018 09/2023
Empower Financial Services, Inc Greenwood Village CO 09/2023 03/2024
J.P. Morgan Securities Llc Bronx NY 04/2024 Present
Jpmorgan Chase Bank, N.A. Bronx NY 04/2024 Present
  • 01/2016 → 04/2017
    Liberty Tax Service
    Bronx, NY
  • 02/2014 → 06/2018
    Lehman College
    Bronx, NY
  • 05/2018 → 09/2023
    Jpmorgan Chase Bank N.A.
    Bronx, NY
  • 05/2018 → 09/2023
    Jpmorgan Securities Llc
    Bronx, NY
  • 09/2023 → 03/2024
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    J.P. Morgan Securities Llc
    Bronx, NY
  • 04/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Bronx, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-08
S63 Uniform Securities Agent State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2024-05-08
  • S63 Uniform Securities Agent State Law Examination
    2018-07-20
Other Names
  • Devin Soriano

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · BRONX, NY
CITIGROUP GLOBAL MARKETS INC. · BRONX, NY
J.P. MORGAN SECURITIES LLC · BRONX, NY
TD PRIVATE CLIENT WEALTH LLC · Bronx, NY
LIGHTHOUSE WEALTH MANAGEMENT, LLC · BRONX, NY
CITIZENS SECURITIES, INC. · BRONX, NY
J.P. MORGAN SECURITIES LLC · BRONX, NY
LPL FINANCIAL LLC · BRONX, NY

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