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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-27 |
| NJ | RA | APPROVED | 2019-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | New York | NY | 07/2019 | Present |
| Ubs Financial Services | Hartford | CT | 01/2019 | 05/2019 |
| Broder Commercial | West Hartford | CT | 09/2018 | 05/2019 |
| Morgan Stanley | New York | NY | 06/2018 | 08/2018 |
| Artemis Real Estate Partners | Chevy Chase | MD | 07/2017 | 07/2017 |
| Edens | Washington Dc | DC | 08/2017 | 08/2017 |
| New York Life Insurance Company | New York | NY | 06/2017 | 06/2017 |
| Xcel Brands | New York | NY | 06/2016 | 01/2017 |
| Trinity College | Hartford | CT | 09/2015 | 05/2019 |
*499241- Sponsors for Educational Opportunity; Investment related -No; New York, New York; Education; Employee (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 20; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-09 |
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