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Hilda Frausto Gonzalez

Wells Fargo Clearing Services, LLC

San Luis Obispo, CA

Ojai, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-06
  • CA RA
    APPROVED
    Since 2021-12-06

Branch Locations

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

202 E Matilija St, Ojai, CA 93023 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Ojai CA 05/2006 Present
Wells Fargo Clearing Services Llc Ojai CA 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-06
S63 Uniform Securities Agent State Law Examination 2019-10-18
  • S66 Uniform Combined State Law Examination
    2021-12-06
  • S63 Uniform Securities Agent State Law Examination
    2019-10-18
Other Names
  • Hilda Gonzalez
  • Ilda Frausto Gonzalez

View on SEC IAPD

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Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

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