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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-22 |
| TX | RA | APPROVED | 2024-04-22 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
115 W State St, Jefferson, IA 50129 • United States
121 E Lincoln Way, Jefferson, IA 50129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Peoples Bank | Jefferson | IA | 05/2017 | 08/2017 |
| Journey Financial | Jefferson | IA | 05/2018 | 08/2018 |
| Compass Financial Services | West Des Moines | IA | 05/2019 | 08/2019 |
| Modern Woodmen Of America | Rock Island | IL | 05/2020 | 05/2022 |
| Iowa State University | Ames | IA | 08/2016 | 05/2020 |
| Mwa Financial Services Inc | Rock Island | IL | 05/2021 | 05/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2022 | 04/2024 |
| Cambridge Investment Reserach Advisors, Inc. | Fairfield | IA | 06/2022 | 04/2024 |
| Lpl Financial Llc | Jefferson | IA | 04/2024 | Present |
1. 04/15/2024- Journey Financial, LLC- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)- Inv Rel
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-26 |
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