Caroline M Aarons

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → Present
  Balanced Financial Concepts
  Solon, OH
• 03/2015 → 05/2018
  Notre Dame College
  South Euclid, OH
• 06/2024 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 05/2018 → 06/2024
  Cetera Advisors Llc
  St Cloud, MN
• 10/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

NAME OF OTHER BUSINESS: BALANCED FINANCIAL CONCEPTS; INVESTMENT RELATED: YES; ADDRESS: 30505 BAINBRIDGE ROAD SOLON, OH 44139; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2018; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 24; APX NUMBER OF HOURS DURING TRADING HOURS: 24; BRIEF DESCRIPTION OF DUTIES: DBA FOR INSURANCE SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2024-10-14

Other Names

• Caroline M Vitale