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Spencer Phillip Brief

Wells Fargo Clearing Services, LLC

Boca Raton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-30
  • FL RA
    APPROVED
    Since 2026-06-30

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Tampa FL 02/2019 04/2019
Raymond James Boca Raton FL 05/2018 09/2018
Student High Point NC 08/2008 05/2018
Benvenuto Boynton Beach FL 10/2018 12/2018
Wells Fargo Clearing Services, Llc Boca Raton FL 06/2019 03/2020
Granite Telecommunications West Palm Beach FL 05/2020 11/2020
Cort Charlotte NC 03/2021 02/2022
Experis Charlotte NC 02/2022 04/2023
Crg Charlotte NC 05/2023 08/2023
Tech Usa Charlotte NC 08/2023 07/2024
Workpath Partners Charlotte NC 01/2025 12/2025
Wells Fargo Clearing Services, Llc Boca Raton FL 04/2025 Present
Unemployed Charlotte NC 12/2025 04/2026
Unemployed Charlotte NC 07/2024 01/2025
Unemployed Charlotte NC 11/2020 03/2021
  • 02/2019 → 04/2019
    Ameriprise Financial Services Inc
    Tampa, FL
  • 05/2018 → 09/2018
    Raymond James
    Boca Raton, FL
  • 08/2008 → 05/2018
    Student
    High Point, NC
  • 10/2018 → 12/2018
    Benvenuto
    Boynton Beach, FL
  • 06/2019 → 03/2020
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
  • 05/2020 → 11/2020
    Granite Telecommunications
    West Palm Beach, FL
  • 03/2021 → 02/2022
    Cort
    Charlotte, NC
  • 02/2022 → 04/2023
    Experis
    Charlotte, NC
  • 05/2023 → 08/2023
    Crg
    Charlotte, NC
  • 08/2023 → 07/2024
    Tech Usa
    Charlotte, NC
  • 01/2025 → 12/2025
    Workpath Partners
    Charlotte, NC
  • 04/2025 → Present
    Wells Fargo Clearing Services, Llc
    Boca Raton, FL
  • 12/2025 → 04/2026
    Unemployed
    Charlotte, NC
  • 07/2024 → 01/2025
    Unemployed
    Charlotte, NC
  • 11/2020 → 03/2021
    Unemployed
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-29
  • S66 Uniform Combined State Law Examination
    2026-06-29
Other Names
  • Spencer Philip Brief
  • Spencer Brief

View on SEC IAPD

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ELIZABETH V BRUNO
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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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