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Aaron Royce Simpson

Alpha Planning And Financial Services, Inc.

Solon, OH

CRD 6950543

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Employer firm

Alpha Planning And Financial Services, Inc. CRD 130842

$113M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Alpha Planning And Financial Services, Inc.

31005 Bainbridge Road Suite 6, Solon, OH 44139 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-12
OH RA APPROVED 2018-05-25
  • TX RA
    APPROVED
    Since 2026-06-12
  • OH RA
    APPROVED
    Since 2018-05-25

Branch Locations

31005 Bainbridge Road Suite 6, Solon, OH 44139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Planning & Financial Services, Inc. Solon OH 07/2017 Present
Clarity 2 Prosperity Advisory Group Westlake OH 06/2016 03/2017
Unemployed Cleveland OH 04/2017 06/2017
Simpson Financial Services, Llc Solon OH 01/2019 12/2022
  • 07/2017 → Present
    Alpha Planning & Financial Services, Inc.
    Solon, OH
  • 06/2016 → 03/2017
    Clarity 2 Prosperity Advisory Group
    Westlake, OH
  • 04/2017 → 06/2017
    Unemployed
    Cleveland, OH
  • 01/2019 → 12/2022
    Simpson Financial Services, Llc
    Solon, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-02
  • S65 Uniform Investment Adviser Law Examination
    2018-05-02
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

Nearby Firms

REDWOOD FINANCIAL NETWORK
LPL FINANCIAL LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

ANNE-CATHERINE VINICKAS
WILLIAM WARD HOPE
NATHAN ADAM MACIEJOWSKI

Nearby Offices

REDWOOD FINANCIAL NETWORK · SOLON, OH
LPL FINANCIAL LLC · SOLON, OH
COMMONWEALTH FINANCIAL NETWORK · SOLON, OH

More in Solon, OH

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