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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-03-03 |
Branch Locations
294 Grove Lane E Suite 240, Wayzata , MN 55391 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | St. Paul | MN | 05/2018 | 11/2019 |
| Concordia College Facilities Management | Moorhead | MN | 09/2015 | 05/2018 |
| Concordia College | Moorhead | MN | 08/2014 | 05/2018 |
| Moen Deck & Fence | Fargo | ND | 05/2017 | 08/2017 |
| Ubs Financial Services Inc. | Wayzata | MN | 11/2019 | 03/2026 |
| Wells Fargo Advisors Financial Network, Llc | Wayzata | MN | 03/2026 | Present |
NAME OF OTHER BUSINESS: Wayzata Public Schools / INVESTMENT RELATED?:N/ ADDRESS: 210 County Road 101 N, Wayzata / NATURE OF THE BUSINESS: Volunteer Coaching / POSITION: Coach / DUTIES: Coach the high school wrestling team. / START DATE: 11/21/2022/ HOURS DEVOTED TO BUSINESS: NA USA Wrestling, Coach practices, workouts, lifts, and tournaments, ANOKA, MNUnited States-55303, Volunteer Coaching, 3/6/2025. Wayzata Youth Wrestling CLub, Our mission is to promote excellence in wrestling and positively influence the lives of kids in the Wayzata School District by developing a commitment to wrestling through a fun and affordable team-oriented experience, emphasizing sportsmanship, skill building, physical conditioning, goal setting, competitive spirit, strong work ethic, and winning attitude, MNUnited States-55340, Coach practices, workouts, lifts, and tournaments, Start date-3/6/2025. Lowry Hill Park Condominium Association, MNUnited States,NoAssociation (e.g. Trade or Industry, Sport)OtherCondominium AssociationManage a 23 unit condominium budlingActiveMember of Board of directorsBe on the board to vote on operation and projects that arise for the association along with being the secretary of the organization.Start date- 7/8/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-07 |
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