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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-05-14
NY RA APPROVED 2026-05-13
NJ RA APPROVED 2026-05-12
  • PA RA
    APPROVED
    Since 2026-05-14
  • NY RA
    APPROVED
    Since 2026-05-13
  • NJ RA
    APPROVED
    Since 2026-05-12

Branch Locations

70 Morristown Road, Bernardsville, NJ 07924 • United States

540 Morris Avenue, Springfield, NJ 07081-1017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Springfield NJ 05/2026 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 09/2021 05/2026
Havana Cigar Vault Nutley NJ 01/2017 08/2021
Schooling Cranford/Newark NJ 01/2013 01/2017
Union County College Cranford NJ 09/2015 06/2017
Rutgers Business School Newark Newark NJ 09/2017 08/2020
Td Private Client Wealth Llc Springfield NJ 05/2026 Present
  • 05/2026 → Present
    Td Bank N.A.
    Springfield, NJ
  • 09/2021 → 05/2026
    Short Hills, NJ
  • 01/2017 → 08/2021
    Havana Cigar Vault
    Nutley, NJ
  • 01/2013 → 01/2017
    Schooling
    Cranford/Newark, NJ
  • 09/2015 → 06/2017
    Union County College
    Cranford, NJ
  • 09/2017 → 08/2020
    Rutgers Business School Newark
    Newark, NJ
  • 05/2026 → Present
    Springfield, NJ
Previous Registrations
Other Businesses

Name of OBA: Santana Cigars Entity Type: For Profit Address: Morrisville, Pennsylvania,19067 Investment Related: no Position, Title, Association: Owner Employee Start Date:11/01/2024 No Hours:8 monthly No Hours during trading: 0 Duties: Retail online cigars stores. I manage business expenses and business bank account.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-25
  • S66 Uniform Combined State Law Examination
    2024-04-25

View on SEC IAPD

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