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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rw Baird | Evansville | IN | 06/2022 | Present |
| Vineyard Financial | Evansville | IN | 10/2021 | 06/2022 |
| Profile By Sanford | Evansville | IN | 12/2018 | 10/2021 |
| Bed, Bath And Beyond | Evansville | IN | 11/2014 | 03/2020 |
| Commander's Grill | Boonville | IN | 03/2016 | 01/2019 |
Name/Address: Pigtails and Cowlicks LLC / 2439 Palomino Place Start Date: 09/23/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Temporary Employee Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-08 |
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