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Reeya H Shah

Ubs Financial Services Inc.

New York, NY

CRD 7445430

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-15
PA RA APPROVED 2023-05-25
  • NY RA
    APPROVED
    Since 2024-10-15
  • PA RA
    APPROVED
    Since 2023-05-25

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Atticus Capital Minneapolis MN 06/2020 05/2021
Susquehanna International Group Bala Cynwyd PA 09/2020 08/2021
Goldman Sachs & Co. Los Angeles CA 09/2021 03/2022
Group One Trading New York NY 08/2022 11/2022
Ubs Financial Services Inc Philadelphia PA 01/2023 Present
Kumon Inc. Edison NJ 02/2016 02/2019
Drexel University Philadelphia PA 09/2019 Present
John P Stevens High School Edison NJ 09/2015 06/2019
  • 06/2020 → 05/2021
    Atticus Capital
    Minneapolis, MN
  • 09/2020 → 08/2021
    Susquehanna International Group
    Bala Cynwyd, PA
  • 09/2021 → 03/2022
    Goldman Sachs & Co.
    Los Angeles, CA
  • 08/2022 → 11/2022
    Group One Trading
    New York, NY
  • 01/2023 → Present
    Philadelphia, PA
  • 02/2016 → 02/2019
    Kumon Inc.
    Edison, NJ
  • 09/2019 → Present
    Drexel University
    Philadelphia, PA
  • 09/2015 → 06/2019
    John P Stevens High School
    Edison, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-25
  • S66 Uniform Combined State Law Examination
    2023-05-25
Other Names
  • Reeya Hitesh Shah

View on SEC IAPD

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