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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-15 |
| PA | RA | APPROVED | 2023-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Atticus Capital | Minneapolis | MN | 06/2020 | 05/2021 |
| Susquehanna International Group | Bala Cynwyd | PA | 09/2020 | 08/2021 |
| Goldman Sachs & Co. | Los Angeles | CA | 09/2021 | 03/2022 |
| Group One Trading | New York | NY | 08/2022 | 11/2022 |
| Ubs Financial Services Inc | Philadelphia | PA | 01/2023 | Present |
| Kumon Inc. | Edison | NJ | 02/2016 | 02/2019 |
| Drexel University | Philadelphia | PA | 09/2019 | Present |
| John P Stevens High School | Edison | NJ | 09/2015 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-25 |
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