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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-29
  • TX RA
    APPROVED
    Since 2024-05-29

Branch Locations

8 Third Street North, Great Falls, MT 59401-3104 • UNITED STATES

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 11/2023
Mindlance Inc Mounds View MN 11/2019 06/2020
Wells Fargo Minneapolis MN 08/2019 10/2019
3M Maplewood MN 05/2019 08/2019
Quest Global Burnsville MN 05/2018 05/2019
3M Maplewood MN 10/2017 05/2018
Coca-Cola High Country Aberdeen SD 01/2017 08/2017
Kohls Aberdeen SD 09/2016 01/2017
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2023 11/2023
Unemployed Aberdeen SD 07/2016 09/2016
Unemployed Minneapolis MN 08/2017 10/2017
Unemployed Minneapolis MN 06/2020 05/2021
Unemployed Bloomington MN 11/2023 03/2024
D.A. Davidson & Co. San Antonio TX 03/2024 Present
  • 05/2021 → 11/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2019 → 06/2020
    Mindlance Inc
    Mounds View, MN
  • 08/2019 → 10/2019
    Wells Fargo
    Minneapolis, MN
  • 05/2019 → 08/2019
    3M
    Maplewood, MN
  • 05/2018 → 05/2019
    Quest Global
    Burnsville, MN
  • 10/2017 → 05/2018
    3M
    Maplewood, MN
  • 01/2017 → 08/2017
    Coca-Cola High Country
    Aberdeen, SD
  • 09/2016 → 01/2017
    Kohls
    Aberdeen, SD
  • 03/2023 → 11/2023
    Northwestern Mutual Investment Services Llc
    Milwaukee, WI
  • 07/2016 → 09/2016
    Unemployed
    Aberdeen, SD
  • 08/2017 → 10/2017
    Unemployed
    Minneapolis, MN
  • 06/2020 → 05/2021
    Unemployed
    Minneapolis, MN
  • 11/2023 → 03/2024
    Unemployed
    Bloomington, MN
  • 03/2024 → Present
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-12
  • S66 Uniform Combined State Law Examination
    2024-02-12

View on SEC IAPD

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