Richard C Tolway

Employer firm

Lumiere Financial CRD 319171

$82.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• ASSET ALLOCATION SERVICES, ADVISORY CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2025
  Self Employed
  Brooklyn, NY
• 09/2021 → 12/2021
  Ebny Financial Llc
  New York, NY
• 12/2021 → 12/2021
  Sagepoint Financial, Inc.
  New York, NY
• 04/2022 → Present
  Lumiere Financial Group Llc
  New York, NY

Other Businesses

1) Independent Licensed Insurance Agent; Investment Related; New York, NY; October 2021; Life, Accident and Health 2) UM Technologies LLC dba Urbanmount LLC; Independent Contractor; Home Services Marketplace / Platform Operator; Non Investment Related; 90 State Street, Suite 700, Office 40, Albany, NY 12207; November 2025; 30 hours per month; 1.5 hours during trading hours; Offering Consulting, Business Development & Contractor Recruiting for home service platform; Contractor outreach and onboarding

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-15

Designations

• Certified Financial Planner