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Quentin K Garcia

Wells Fargo Clearing Services, LLC

Pasadena, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-22
CA RA APPROVED 2022-09-14
  • TX RA
    APPROVED
    Since 2022-09-22
  • CA RA
    APPROVED
    Since 2022-09-14

Branch Locations

225 S. Lake Ave Ste 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Community Builders Group Pasadena CA 05/2018 08/2019
Burns Recreation Center Los Angeles CA 01/2020 03/2020
Gonzaga University Spokane WA 08/2017 05/2018
Loyola Marymount University Los Angeles CA 08/2018 05/2021
Wells Fargo Advisors Pasadena CA 09/2021 Present
Loyola High School Los Angeles CA 08/2013 06/2017
Unemployed Pasadena CA 05/2021 09/2021
  • 05/2018 → 08/2019
    Community Builders Group
    Pasadena, CA
  • 01/2020 → 03/2020
    Burns Recreation Center
    Los Angeles, CA
  • 08/2017 → 05/2018
    Gonzaga University
    Spokane, WA
  • 08/2018 → 05/2021
    Loyola Marymount University
    Los Angeles, CA
  • 09/2021 → Present
    Wells Fargo Advisors
    Pasadena, CA
  • 08/2013 → 06/2017
    Loyola High School
    Los Angeles, CA
  • 05/2021 → 09/2021
    Unemployed
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-19
  • S66 Uniform Combined State Law Examination
    2022-08-19

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
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