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Steven Brown

T. Rowe Price Advisory Services, Inc.

Colorado Springs, CO

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-26
  • CO RA
    APPROVED
    Since 2023-09-26

Branch Locations

2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Panera Bread Colorado Springs CO 08/2009 07/2019
Urban Egg Colorado Springs CO 08/2019 09/2021
T Rowe Price Colorado Springs CO 09/2021 12/2023
T. Rowe Price Colorado Springs CO 12/2023 Present
  • 08/2009 → 07/2019
    Panera Bread
    Colorado Springs, CO
  • 08/2019 → 09/2021
    Urban Egg
    Colorado Springs, CO
  • 09/2021 → 12/2023
    T Rowe Price
    Colorado Springs, CO
  • 12/2023 → Present
    T. Rowe Price
    Colorado Springs, CO
Other Businesses

Steven Brown Art; Non-Investment Related; 8/8/25; Colorado; Owner/Artist; Selling artwork; 5 hours per month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    2022-07-08

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BENJAMIN F. EDWARDS & COMPANY, INC.
OSAIC WEALTH, INC.

Other Investors

KARLA ROSS
TROY CARLSON
JUSTIN BACKSTROM
JANICA JOLI GILLETTE-BACKSTROM
GARY BACKSTROM
Nicholas Dorsett
Patrick Thomas Healy
Christopher Robert Dorsett

Other Offices

LPL FINANCIAL LLC · COLORADO SPRINGS, CO
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
OSAIC WEALTH, INC. · COLORADO SPRINGS, CO

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