Best Investors Account Sign in

Brett Leonardo Swanson

Ameriprise Financial Services, LLC

Wellesley, MA

Brighton, MA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-06
  • TX RA
    APPROVED
    Since 2023-04-06

Branch Locations

40 Washington St Ste 250, Wellesley, MA 02481 • United States

Brighton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Wellesley MA 09/2021 Present
Swan Electric Wilmington VT 05/2021 09/2021
Ithaca College Ithaca NY 09/2020 05/2021
Brattleboro Savings & Loan Brattleboro VT 05/2020 08/2020
Ithaca College Ithaca NY 08/2019 05/2020
Ithaca College Ithaca NY 08/2018 05/2019
Ithaca College Ithaca NY 08/2017 05/2018
Twin Valley Middle-High School Whitingham VT 08/2011 05/2017
The Hermitage Club Golf Course Wilmington VT 06/2016 08/2018
The Hermitage Club Wilmington VT 11/2016 03/2017
  • 09/2021 → Present
    Ameriprise Financial Services, Llc
    Wellesley, MA
  • 05/2021 → 09/2021
    Swan Electric
    Wilmington, VT
  • 09/2020 → 05/2021
    Ithaca College
    Ithaca, NY
  • 05/2020 → 08/2020
    Brattleboro Savings & Loan
    Brattleboro, VT
  • 08/2019 → 05/2020
    Ithaca College
    Ithaca, NY
  • 08/2018 → 05/2019
    Ithaca College
    Ithaca, NY
  • 08/2017 → 05/2018
    Ithaca College
    Ithaca, NY
  • 08/2011 → 05/2017
    Twin Valley Middle-High School
    Whitingham, VT
  • 06/2016 → 08/2018
    The Hermitage Club Golf Course
    Wilmington, VT
  • 11/2016 → 03/2017
    The Hermitage Club
    Wilmington, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-18
  • S66 Uniform Combined State Law Examination
    2022-04-18

View on SEC IAPD

Other Firms

PEAK FINANCIAL MANAGEMENT INC
EQUITABLE ADVISORS, LLC
FOCUS PARTNERS WEALTH, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
MORGAN STANLEY
SLC MANAGEMENT
MML INVESTORS SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK

Other Investors

JEFFREY CHARLES SMITH
CHRISTOPHER KARL GAFFNEY
SHAUN PATRICK THOMPSON
NEEL K. TIKU
ROBERTO MARIO PANDOLFI
ROBERT STEPHEN ROSELLI
PRAN NATH TIKU
EZRA EDDIE SHAMMAY

Other Offices

PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellelsey, MA
MORGAN STANLEY · Wellesley, MA

More in Wellesley, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor